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The Series 6 Limited Securities Representative License enables the holder to sell mutual funds, Unit Investment Trusts and other packaged products. If the representative has necessary insurance licensing, variable annuities and variable life insurance products can also be sold. This is the legacy Series 6, but can be used for the 6 Topoff.

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Course Information


Corporate Bonds

Equity Securities

Other Debt Securities

Other Securities and Trading Markets

New Issues

Investment Analysis

Suitability Factors

Investment Companies

Customer Accounts

Investing in Investment Companies

Variable Annuities and Variable Insurance

Contractual Plans and Retirement Plans


Laws and Federal Regulations

FINRA and SRO Regulations